AI Powered Regulatory Change Monitor
Any Regulator, Any Compliance. Ready-to-Use Regulation Obligation Extraction & Policy Gap Analysis
RCI - our purpose- built Regulatory Change Intelligence platform helps financial firms keep up with changing regulations. It continuously monitors regulatory updates, including long and complex publications, notices, and circulars; extracts the specific obligations that apply to the business; and explains what has changed.
It then turns those obligations into clear tasks for the right teams, while continuously checking whether existing controls are still working and highlighting where action is needed.
In simple terms, RCI replaces manual spreadsheet tracking with technology that helps firms understand regulatory requirements and stay compliant.
RCI is Ready for Your Regulatory Change Needs
Tell us what compliance you need and which regulators you follow. We’ll get you up and running within hours.
RCI has been tested by real compliance users. These "Domain Expert Evals" have made its obligation extraction process accurate and hallucination-free.
RCI uses LLM models in a safe, secure and guard-railed manner to protect your data. It thrives on real context and also provides users with an illustrative lineage graph of obligations.
RCI monitors regulator websites, pulls new regulations, decomposes them into workable tasks and assigns them to you—so you can respond to regulators faster. The platform gives you a full end-to-end compliance system, from regulatory change intelligence to day-to-day task management.
For NBFCs: RCI continuously collects regulatory updates and turns them into clear, trackable obligations.
RCI monitors regulatory updates from the RBI and other regulators relevant to your NBFC/ Bank.
It explains what has changed and how it may affect your policies, processes, and controls.
It converts regulatory requirements into clear tasks with assigned owners and deadlines.
It helps teams review evidence, identify gaps, and track corrective actions.
It keeps compliance records organized, making audits and regulatory inspections easier to manage.
Frequently asked questions
What is RCI?
RCI helps compliance teams detect and ingest regulatory documents, and extract them into clear actions. It brings requirements, reviews, tasks and supporting evidence into one workspace.
How does RCI read a regulatory document?
Upload the document, and RCI reads its text, sections and tables. For scanned PDFs, it uses text recognition to make the content readable for analysis. However - if you turn on "Auto-Crawl" it ingests documents from the sites you specify ( public data only) on its own.
Can RCI find requirements inside tables and annexures?
RCI analyses tables and annexures as well as the main text. It aims to connect reporting fields and supporting details to their governing requirement, rather than treating every table cell as a separate task.
Can we check an extracted obligation against the original document?
Yes. RCI includes source text and available page and clause references so reviewers can check the interpretation. Uncertain references are flagged for review.
Which professionals can benefit from RCI?
RCI helps company secretaries, chief compliance officers, compliance managers, legal managers and risk managers understand regulatory requirements and coordinate follow-up actions. It also supports internal auditors reviewing compliance records and supporting evidence.
Does RCI distinguish mandatory requirements from permissions?
RCI uses advanced semantics to identify and discern requirements/ permissions so teams know exactly what is needed.
What happens if extraction is incomplete or uncertain?
RCI surfaces coverage warnings and review signals to help your team investigate potential gaps. Extracted obligations remain subject to review—you can correct the details before approving them.
Who Can Use RCI
RCI is designed for compliance teams at NBFCs, small and mid-sized banks, FINRA-regulated broker-dealers, and Registered Investment Advisers (RIAs). Regulatory coverage and workflows are configured for each organisation’s jurisdiction and needs.
Introducing Procors SaaS for FINRA Broker-Dealers
Small broker-dealers and RIAs often have compliance policies, but supporting evidence is scattered across folders, spreadsheets, emails, and shared drives. Procors provides a secure, affordable workspace to organize checklists, assign evidence, track remediation, and create audit-ready review packets. It supports compliance teams without replacing CCOs, consultants, legal counsel, written procedures, or recordkeeping obligations. Unlike complex enterprise GRC systems, Procors offers smaller firms a practical, structured, low-overhead solution. It connects requirements, responsibilities, evidence, exceptions, remediation, approvals, and final reviews in one place.
The platform supports workflows related to FINRA Rules 3110, 3120, 3130, and 4511, SEC Rule 17a-4, and Advisers Act Rule 204-2.
Firms can create or import checklist templates, customize fields, assign tasks, and track statuses such as complete, N/A, missing evidence, or remediation. Each response can include owners, deadlines, evidence, notes, findings, remediation details, and closure documentation. Procors provides role-based access, administrator controls, audit trails, linked evidence, and exportable packets for management, auditors, and regulators. It is designed for firms seeking better organization, accountability, evidence tracking, and review readiness without lengthy implementation.
Get in touch
info@homersemantics.com
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Looking for AI Implementation services ? Visit procors, a Homer Semantics initiative.